Form Number (5)
Effective from 30/4/2020
External Audit Report | ||
| Procedures | FINDING | Effectiveness From (1-5) |
| Risk-Based Approach ("RBA") | ||
| Customer Due Diligence - CDD | ||
| Suspicious Transaction reports | ||
| Record Keeping | ||
| Training | ||
| AML Officer , Compliance Officer | ||
| Ongoing monitoring | ||
| Enhanced Due Diligence ("EDD") | ||
| ETC…. | ||