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You are viewing Updates in CBUAE Rulebook
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1 - Article (2): Fit and Proper Conditions ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
2 - Introduction ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
3 - Article (6): The Fit and Proper Process ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
4 - ATTACHMENT 1: LIST OF DESIGNATED FUNCTIONS ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
5 - Article (10): Reporting and Record Keeping ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
6 - Article (9): Continuous Professional Development (CPD) Requirements ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
7 - Article (8): Collective Suitability ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
8 - Article (7): Fit and Proper Criteria ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
9 - Article (6): The Fit and Proper Process ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
10 - Article (5): Material Risk Takers ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
11 - Article (4): Responsibilities of the Licensee ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
12 - Article (3): Central Bank Powers ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
13 - Article (2): Fit and Proper Conditions ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
14 - Article (1): Definitions ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Standards
15 - Fitness and Propriety Standards ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions
16 - Article (14): Transitional Arrangements ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
17 - Article (13): Publication and Application ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
18 - Article (12): Interpretation of Regulation ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
19 - Article (11): Enforcement and Sanctions ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation
20 - Article (10): Reporting and Record Keeping ()
CBUAE Rulebook — All Licensed Financial Institutions — Governance and Designated Functions — Fitness and Propriety Regulation