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You are viewing Updates in CBUAE Rulebook
Showing results 1121 to 1140 of 5227
1121 - 9.6 Business Continuity ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
1122 - 9.7 Outsourcing Agreement ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
1123 - 9.8 Termination ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
1124 - 8.4 Segregation of Duties ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1125 - 8.5 Staff Rotation ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1126 - 8.6 Succession Plan ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1127 - 8.7 Code of Conduct: ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1128 - Chapter 9: Outsourcing of Functions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards
1129 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
1130 - 9.1 Outsourcing of Functions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 9: Outsourcing of Functions
1131 - 7.1 Accountant ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 7: Accounts and Audit
1132 - 7.2 Internal Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 7: Accounts and Audit
1133 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1134 - 8.1 Human Resource Policy ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1135 - 8.2 Recruitment and Know Your Employee (KYE) Process ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1136 - 8.3 Job Descriptions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 8: Human Resources
1137 - Chapter 8: Human Resources ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards
1138 - 7.3 External Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 7: Accounts and Audit
1139 - 6.7 Constitution of the Board of Directors and its Responsibilities ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
1140 - Chapter 7: Accounts and Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards