14-1

The Insurance Broker must submit to the Central Bank the quarterly interim financial statements reviewed by the external auditor and accompanied by the following, as a minimum:

a.

financial disclosures according to the International Financial Reporting Standards (IFRS);

b.

a statement of (debt/credit) accounts distributed according to the due dates;

d.

a statement of the names of the Companies with which the Insurance Broker deals with, which must include the gross Premiums and gross Remuneration, which must be approved and signed by the external auditor;

e.

a statement concerning the number and nature of complaints, the products involved, stated reasons for complaints, resolution rates, and/or where litigation arises from complaints; and

f.

any other information that the Central Bank requires.

g.

An Insurance Broker must submit to the Central Bank an interim report signed by the Insurance Broker’s Representatives on a quarterly basis, which must include all the Insurance Brokerage activities undertaken during the relevant period, within thirty (30) days from the end of the quarter.

14-2

An Insurance Broker must immediately notify the Central Bank on all Matters of Significance, and must present all the relevant documents in that regard.