Book traversal links for Exchange Houses ‹ Other Regulated Entities Up Regulations Re Licensing and Monitoring of Exchange Business › Exchange Houses Regulations Re Licensing and Monitoring of Exchange Business Introduction Objective Article (1): Definitions Article (2): Licensing is Compulsory Article (3): Application for Licence Article (4): Conditions for Granting of Licence Article (5): Notice of Granting or Refusing an Application Article (6): Scope of Licence Article (7): Revocation, Restriction and Variation of Licence Article (8): Appointment of an Audit Firm and Publication of the Entity's Audited Accounts Article (9): Continuing Obligations Article (10): Supervision and Examination Article (11): Amendments Article (12): Application of Regulations Article (13): Interpretation of Regulations Article (14): Publication and Effective Date Additional Provisions The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business Preface A. Licensing and Continuing Obligations Standards B. Management and Governance Standards C. Risk Management and Security Standards D. Anti-Money Laundering Compliance Standards E. Customer Protection Standards F. Appendices Book traversal links for Exchange Houses ‹ Other Regulated Entities Up Regulations Re Licensing and Monitoring of Exchange Business › 101