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You are viewing Updates in CBUAE Rulebook
Showing results 2601 to 2620 of 5295
2601 - 7.3 External Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 7: Accounts and Audit
2602 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 7: Accounts and Audit
2603 - Chapter 7: Accounts and Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards
2604 - 6.9 Committees ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2605 - 6.8 Board Meetings, Shareholders Meeting and other Meetings: ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2606 - 6.7 Constitution of the Board of Directors and its Responsibilities ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2607 - 6.6 Appointment of a Compliance Officer and an Alternate Compliance Officer ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2608 - 6.5 Functional Heads ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2609 - 6.3 Organisational Structure ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2610 - B. Management and Governance Standards ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business
2611 - Chapter 6: Management and Corporate Governance ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards
2612 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2613 - 6.4 Appointment of the Manager in Charge ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2614 - 6.2 Management Office ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2615 - 6.1 Head Office ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — B. Management and Governance Standards — Chapter 6: Management and Corporate Governance
2616 - 5.4 Response to the Transmittal Letter ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — A. Licensing and Continuing Obligations Standards — Chapter 5: Central Bank Examinations
2617 - 5.1 Types and Scope of Examinations ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — A. Licensing and Continuing Obligations Standards — Chapter 5: Central Bank Examinations
2618 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — A. Licensing and Continuing Obligations Standards — Chapter 5: Central Bank Examinations
2619 - 5.3 Transmittal Letter ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — A. Licensing and Continuing Obligations Standards — Chapter 5: Central Bank Examinations
2620 - 5.6 Meetings ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — A. Licensing and Continuing Obligations Standards — Chapter 5: Central Bank Examinations