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6.6 Appointment of a Compliance Officer and an Alternate Compliance Officer

N 35/2018 STA
  1. 6.6.1The Licensed Person must appoint a Compliance Officer and an Alternate Compliance Officer who will be primarily responsible for its AML compliance function; and
  2. 6.6.2The Licensed Person must refer to Paragraphs 16.4 and 16.5 of Chapter 16 for additional standards regarding the appointment of the Compliance Officer and the Alternate Compliance Officer.