Book traversal links for Appendix 3: List of Compulsory Reports and Forms
Appendix 3: List of Compulsory Reports and Forms
N 35/2018 STAPrudential reporting and submission deadlines
The Licensed Person must submit the following returns/reports to the Central Bank within the deadlines mentioned hereunder:
Notes:
- 1.“Annual return/report” means a return/report for the period from 1st January to 31st December of each financial year;
- 2.“Bi-Annual returns/reports” are returns/reports for the six (6) months period ending on 30th June and 31st December of each financial year;
- 3.“Quarterly returns/reports” are returns/reports for the three (3) months period ending on 31st March, 30th June, 30th September and 31st December of each financial year;
- 4.In the case of a startup business, the starting date of a return/report will be the actual date of commencement of business in all above cases;
- 5.The Central Bank reserves the right to alter the format or add/remove the information required in any return/report or introduce additional return(s)/report(s) or discontinue existing return(s)/report(s) at any point in time;
- 6.Form 1 to Form 17 (i.e. items from 4 to 20 of the above table) must be submitted to the Banking Supervision Department via email info.ehs@cbuae.gov.ae only;
- 7.Bi-Annual Compliance Report from the Compliance Officer (i.e. item 21 of the above table) must be submitted to the Banking Supervision Department via email mfo.ehs@cbuae.gov.ae in addition to submitting a hard copy to the FID; and
- 8.Auditors’ Report, Financial Statements, Management Letter and External Auditor’s findings based on the Agreed-Upon Procedures on AML/CFT Compliance function (i.e. items 22 and 23 of the above table) must be submitted to the Banking Supervision Department via email info.ehs@cbuae.gov.ae in addition to submitting the hard copies.