Governance, Internal Control and Shareholding
- Corporate Governance Regulation for Banks
- Introduction
- Objective
- Scope of Application
- Article (1): Definitions
- Article (2): Responsibilities of the Board
- Article (3): Board Composition & Qualifications
- Article (4): Board Structure & Committees
- Article (5): Senior Management
- Article (6): Transactions with Related Parties
- Article (7): Group Structure
- Article (8): Risk Management
- Article (9): Internal Control, Compliance & Internal Audit
- Article (10): Financial Reporting & External Audit
- Article (11): Outsourcing
- Article (12): Compensation
- Article (13): Disclosure & Transparency
- Article (14): Islamic Banking
- Article (15): Enforcement & Sanctions
- Article (16): Interpretation of Regulation
- Article (17): Cancellation of Previous Notices
- Article (18): Publication & Application
- Corporate Governance Standards for Banks
- Introduction
- 1. Definitions
- 2. Responsibilities of the Board
- 3. Board Composition and Qualifications
- 4. Board Structure and Committees
- 5. Senior Management
- 6. Transactions with Related Parties
- 7. Group Structure
- 8. Risk Management
- 9. Internal Control, Compliance and Internal Audit
- 10. Financial Reporting and External Audit
- 11. Outsourcing
- 12. Compensation
- 13. Disclosure and Transparency
- Standard Re. Shari'ah Governance for Islamic Financial Institutions
- Article (1) Introduction
- Article (2) Objective
- Article (3) Scope of Application
- Article (4) Definitions
- Article (5) General Requirements for Shari'ah Governance Standard
- Article (6) IFI's Responsibility
- Article (7) ISSC
- Article (8) Responsibility of ISSC
- Article (9) Internal Shari'ah Controls
- Article (10) Internal Shari'ah Control Division or Section
- Article (11) Internal Shari'ah Audit Division or Section
- Article (12) External Shari'ah Audit
- Article (13) Compliance with the Standard
- Major Acquisitions Regulation
- Introduction:
- Objective:
- Scope of Application:
- Article (1): Definitions
- Article (2): Approval of Major Acquisitions
- Article (3): Board Responsibility
- Article (4): Provision of Information
- Article (5): Assessment Criteria
- Article (6): Decision On An Application
- Article (7): Notification Requirements
- Article (8): Revocation of Approval
- Article (9): Islamic Banking
- Article (10): Duty to Report to the Central Bank
- Article (11): Enforcement & Sanctions
- Article (12): Interpretation of Regulation
- Article (13): Publication & Application
- Transfer of Significant Shareholding Regulation
- Introduction
- Objective
- Scope of Application
- Article (1): Definitions
- Article (2): Shareholder Register
- Article (3): Requirement for Approval
- Article (4): Deeming a Significant or Controlling Shareholding
- Article (5): Application for Approval
- Article (6): Decision on an Application
- Article (7): Revocation of Approval
- Article (8): Duty to Report to the Central Bank
- Article (9): Islamic Banking
- Article (10): Enforcement and Sanctions
- Article (11): Interpretation of Regulation
- Article (12): Publication and Application
- National Shareholding in Banks Regulation
- Introduction
- Objective
- Scope of Application
- Article (1): Definitions
- Article (2): National Ownership of Banks incorporated in the UAE
- Article (3): Role & Responsibility of the Board of Directors
- Article (4): Informing the Central Bank
- Article (5): Central Bank’s Representatives at a General Assembly Meeting
- Article (6): Central Bank Powers
- Article (7) : Enforcement and Sanctions
- Article (8) : Abuse of the Exercise of a Right
- Article (9) : Interpretation of Regulation
- Article (10) : Publication and Application
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