6.6 Appointment of a Compliance Officer and an Alternate Compliance Officer
N 35/2018 STA
6.6.1The Licensed Person must appoint a Compliance Officer and an Alternate Compliance Officer who will be primarily responsible for its AML compliance function; and
6.6.2The Licensed Person must refer to Paragraphs 16.4 and 16.5 of Chapter 16 for additional standards regarding the appointment of the Compliance Officer and the Alternate Compliance Officer.
Book traversal links for 6.6 Appointment of a Compliance Officer and an Alternate Compliance Officer