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You are viewing Updates in CBUAE Rulebook
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41 - Amendment of page No. 5 of the Regulations Regarding Bank Loans & Other Services Offered to Individual Customers No. 29/2011 ()
CBUAE Rulebook — Archive — Amendments of the Regulations Regarding Bank Loans & Other Services Offered to Individual Customers No. 29/2011
42 - Appendix 6 Agreed-Upon Procedures (AUP) for Remittance Intermediate Account ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
43 - Appendix 5 - Forms and Templates ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
44 - Appendix 2: List of Laws, Regulations and Notices ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
45 - Appendix 3: List of Compulsory Reports and Forms ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
46 - Appendix 4: Supervisory Powers and Non-Compliance Charges ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
47 - Chapter 18: Unclaimed Funds ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards
48 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 18: Unclaimed Funds
49 - 18.1 Meaning of Unclaimed Funds ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 18: Unclaimed Funds
50 - 18.2 Management of Unclaimed Funds ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 18: Unclaimed Funds
51 - F. Appendices ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business
52 - Appendix 1: Definitions ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — F. Appendices
53 - Chapter 17: Customer Complaints Process ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards
54 - 17.4 Disclosure of Unresolved Complaints ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
55 - Introduction ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
56 - 17.1 Customer Complaints Processes and Procedures ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
57 - 17.3 Turnaround Time ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
58 - 17.5 Internal Audit ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
59 - 17.2 Customer Support Officer ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — E. Customer Protection Standards — Chapter 17: Customer Complaints Process
60 - 16.31 Independent Audit/Agreed-Upon Procedures on AML/CFT Compliance Function ()
CBUAE Rulebook — Other Regulated Entities — Exchange Houses — The Standards for the Regulations Regarding Licensing and Monitoring of Exchange Business — D. Anti-Money Laundering Compliance Standards — Chapter 16: AML/CFT Compliance